FINANCIAL INDEPENDENCE

ADVANCING

TO YOUR SUCCESS

COMMITTED

STRENGTH & STABILITY

COMPREHENSIVE PLANNING

FOR EVERY GENERATION

Financial planning is about life building—and building lifelong
relationships. Whether you’re starting a family, taking over the family
business, or handing over the reins to live the retirement you earned,
we can help.

ABOUT US

About Me

Mr. Smith is a Senior Vice President in the Beverly Hills office of Hilltop Securities. He is an active member of Hilltop Securities Leadership Council and is a previous member of Southwest Securities President's Council. Prior to the merger of M.L. Stern with Southwest Securities in 2008, he was Vice President and head of M.L. Stern's Retirement Department. He also worked for T. Rowe Price from 1992 to 1996 in their Retirement Plans Group. He has 25 years of investment experience and holds a bachelor's degree in business from Eckerd College.

ADVANCING YOUR

Financial Pursuits

Through our five-step process, we work with you to find out where you are now, and where you want to be in the future. Whether it's living the retirement you earned, preserving your legacy, or living with certainty, we help put you on the right path.

  1. Discover your goals, roadblocks, and other considerations.
  2. Analyze your current financials to identify strengths, weakness, and opportunities.
  3. Advise you on a tailored plan that pinpoints your financial needs and goals.
  4. Implement your financial plan and investment strategy.
  5. Monitor your plan and portfolio and adjust as necessary.

SEE OUR SERVICES